Sebi plans curbs on terminal misuse, graded compliance for market intermediaries

 In a proactive move, market regulator Sebi is rolling out initiatives to curb the misuse of brokers’ trading terminals and bolster compliance efforts. The focus is also on enhancing cybersecurity while safely testing AI tools. Sebi’s vision encompasses streamlining regulations, promoting responsible technology, fostering deeper market engagement, and ensuring broader access for investors, particularly in underrepresented smaller towns and villages, while urging brokers to assess client risks more comprehensively. In a proactive move, market regulator Sebi is rolling out initiatives to curb the misuse of brokers’ trading terminals and bolster compliance efforts. The focus is also on enhancing cybersecurity while safely testing AI tools. Sebi’s vision encompasses streamlining regulations, promoting responsible technology, fostering deeper market engagement, and ensuring broader access for investors, particularly in underrepresented smaller towns and villages, while urging brokers to assess client risks more comprehensively.